Showing 10 of 59 items

Technical

The challenges of keeping your surveillance systems up to date

Market, regulatory and commercial changes demand such systems are regularly updated and do not negatively affect day-to-day operations. Paul Golden reports

2 June 2017
News

FCA fines IBUK £1m over poor controls

Online broker pays penalty for poor market abuse controls and failing to report suspicious transactions

26 January 2018
News

Insider dealing accountant fined

Carver used inside information supplied by Logica employee

30 March 2015
News

Leaaing QC to head AADB

Gareth Rees QC is to take over as head of the Accountancy and Actuarial Disciplinary Board

2 March 2012
News

FCA fines AIM company for late disclosure

This is the first time the regulator has handed in a fine related to the market abuse regulation

15 December 2017
News

Banker warned over rate-fixing

FCA has warned a banker for influencing interest rate benchmark submissions

27 February 2014
Opinion

Debate: should all banks be nationalised?

Nearly ten years on from the global financial crisis, industry professionals outline the case for and against bringing banks under public ownership

2 June 2017
News

Ex-RBS trader banned for Libor rigging

A former Royal Bank of Scotland trader has been banned for life and fined £250,000 for manipulating Libor rates

10 January 2018
Opinion

Protection for whistleblowers

Key changes to whistleblowing laws that the profession needs to be aware of

26 March 2015
News

HMRC loses Spurs tax appeal

HMRC has its appeal in the case against Tottenham Hotspur rejected

27 November 2017

Showing 10 of 59 items